Understanding Hydraulic Forces in Pumps
Hydraulic forces are the forces a flowing liquid exerts on pump components: pressure-induced loads on the impeller vanes, axial thrust from the pressure differential across the impeller, radial forces from an asymmetric pressure distribution, and pulsating forces born of flow turbulence and vane–volute interaction. They are fundamentally different from the mechanical forces produced by unbalance or misalignment, because they arise from fluid pressure and changes in momentum rather than from rotating mass — and they reveal themselves in the spectrum as vane passing frequency and its related harmonics. Understanding them is essential to pump reliability: hydraulic forces create bearing loads, shaft deflection and vibration that change with the operating conditions — flow rate, pressure and fluid properties — making a pump behave quite unlike machinery whose forces are purely mechanical.
1. Definition: What are Hydraulic Forces?
In an ideal pump the liquid would press on every part of the impeller and casing evenly, and the only forces the shaft felt would be mechanical. Reality is messier. Pressure is higher at discharge than at suction, it is distributed unevenly around the impeller periphery, and it pulses each time a vane sweeps past the casing tongue. The sum of these effects is a set of steady, slowly-varying and rapidly-pulsing loads that act on the rotor and structure. Crucially, their size depends on where the pump is operating on its curve — a fact that gives the diagnostic engineer a powerful lever, because changing the flow changes the forces.
2. Types of Hydraulic Forces
2.1 Axial thrust (hydraulic thrust)
The net axial force arising from the pressure differential across the impeller:
- Mechanism: discharge pressure acts on one side of the impeller, suction pressure on the other.
- Direction: usually toward the suction (the back of the impeller).
- Magnitude: can reach thousands of pounds of force even in moderately sized pumps.
- Effect: loads the thrust bearing and can cause axial vibration.
- Varies with: flow rate, pressure and impeller design.
Thrust-balancing methods
- Balance holes: holes through the impeller shroud that equalise pressure across it.
- Back vanes: vanes on the rear shroud that pump fluid outward to lower the back-side pressure.
- Double-suction impellers: a symmetric design in which the two sides cancel each other’s thrust.
- Opposed impellers: multi-stage pumps arranged with impellers facing in opposite directions.
2.2 Radial forces
Sideways forces produced by an asymmetric pressure distribution around the impeller:
At the best efficiency point (BEP)
- The pressure distribution is relatively symmetric around the impeller.
- Radial forces are balanced and largely cancel.
- The net radial force is minimal.
- This is the lowest-vibration condition.
Off BEP — low flow
- The pressure distribution in the volute becomes asymmetric.
- A net radial force develops toward the volute tongue (cutwater).
- Its magnitude grows as flow falls.
- It can reach 20–40% of the impeller weight at shut-off.
- The rotating radial force shows up as 1× vibration.
Off BEP — high flow
- A different asymmetry pattern develops.
- A radial force is present but is typically smaller than at low flow.
- Flow turbulence adds random force components on top.
2.3 Vane passing pulsations
Periodic pressure pulses created as each vane sweeps past the cutwater:
- Frequency: number of vanes × RPM / 60.
- Mechanism: every vane passing the tongue generates a pressure pulse.
- Forces: act on the impeller, the volute and the casing.
- Vibration: dominant at the vane passing frequency.
- Magnitude: depends on the cutwater clearance, the operating point and the design.
2.4 Recirculation forces
- Low-frequency, unsteady forces from flow instabilities.
- Occur at very low — and sometimes very high — flow rates.
- Frequencies typically 0.2–0.8× running speed, in the sub-synchronous band.
- Can produce severe low-frequency vibration.
- A clear sign of operation far from the BEP — see recirculation.
3. Effects on Pump Performance
Bearing loading
- Hydraulic radial forces add to the mechanical loads on the bearings.
- Varying forces impose cyclic loading.
- Loading is heaviest at low-flow conditions.
- Bearing selection must account for the hydraulic component.
- Bearing life falls steeply with load (life is proportional to 1/load³), so a modest L10 bearing-life calculation can show how much a low-flow radial force shortens service life.
Shaft deflection
- Radial forces deflect the shaft.
- This changes seal clearances and wear-ring fits.
- It can reduce efficiency.
- In extreme cases it leads to a rub.
Vibration generation
- 1× component: from the steady or slowly-varying radial force.
- VPF component: from the pressure pulsations.
- Low-frequency: from recirculation and other instabilities.
- Operating-point dependent: the whole picture changes with flow rate.
Mechanical stress
- Cyclic forces impose fatigue loading.
- Impeller vanes are stressed by the pressure differentials.
- The shaft sees fatigue from bending moments.
- The casing is stressed by the pressure pulsations.
4. Minimising Hydraulic Forces
Operate near BEP
- The single most effective strategy for minimising hydraulic forces.
- Aim to operate within 80–110% of the BEP flow where possible.
- Radial forces are at their minimum at the BEP.
- Vibration and bearing loads are minimised together.
Design features
- Diffuser pumps: a more symmetric pressure distribution than a single volute.
- Double volute: two cutwaters 180° apart that balance the radial forces.
- Increased clearances: reduce vane-passing pressure pulses (at the cost of some efficiency).
- Vane-number selection: chosen to avoid acoustic resonances.
System design
- Provide minimum-flow recirculation protection for base-load pumps.
- Size the pump correctly for the actual duty and avoid oversizing.
- Use a variable-speed drive to hold the optimal operating point.
- Design the inlet to minimise pre-swirl and turbulence.
5. Diagnostic Use
Performance curves and hydraulic forces
- Plot vibration against flow rate.
- Minimum vibration is typically at or near the BEP.
- Rising vibration at low flow signals high radial forces.
- The plot helps define a sensible operating range.
VPF analysis
- The VPF amplitude indicates the severity of the hydraulic pulsation.
- A rising VPF suggests degrading clearances or a shift in operating point.
- VPF harmonics point to turbulent, disturbed flow.
Separating these hydraulic signatures from purely mechanical ones is the crux of pump diagnosis, and it is where a portable analyser proves its worth in the field. The Balanset-1A captures the vibration spectrum on the bearing housings and resolves the 1×, VPF and low-frequency components, so an engineer can decide whether a high reading calls for field balancing (a mechanical cure) or a change of operating point (a hydraulic one) — and where the diagnosis points to unbalance, balance the rotor and verify the result on the spot.
6. Measurement Considerations
Vibration measurement locations
- Bearing housings: detect the combined mechanical and hydraulic forces.
- Pump casing: more sensitive to hydraulic pulsations.
- Suction and discharge piping: carry the transmitted pressure pulsations.
- Multiple locations: comparing them helps distinguish hydraulic from mechanical sources.
Pressure-pulsation measurement
- Fit pressure transducers in the suction and discharge.
- These measure the hydraulic pulsations directly.
- Correlate the pulsation data with the vibration.
- Use the combination to identify acoustic resonances.
Hydraulic forces are fundamental to how a pump works and a major source of its vibration and loading. Understanding how those forces vary with operating conditions, recognising their signatures in the vibration spectrum, and designing and operating pumps to keep the forces low — chiefly by running near the BEP — are essential to achieving reliable, long-life pump performance in industrial service. For deeper coverage of the failures these forces drive, see centrifugal pump defects and impeller defects.